Mark Maloney

Chief Compliance Officer

Teams: Management; Operations

About

Mr. Maloney is Co-Founder and Managing Director at Paladin. He is an active member of the Investment Committee for all Paladin Funds. He is also the firm’s long term Chief Compliance Officer. His responsibilities include management oversight, client servicing and the firm’s risk and compliance-related activities. In addition, Mr. Maloney works closely with Paladin’s investment team and its portfolio companies on providing strategic direction and assisting in identification of new business opportunities. Mr. Maloney has the ultimate authority to ensure that as an investment advisor, Paladin meets its duty as a fiduciary to each one of their clients. It is his responsibility to ensure that all employees conduct business in the highest ethical and professional manner. He also has the responsibility to review any changes to security related laws, regulations, guidance, or regulatory expectations and ensuring that Paladin implements processes to remain fully in compliance with its security risk management and regulatory obligations. Prior to co-founding Paladin, Mr. Maloney spent more than 18 years working in the financial services industry in a variety of executive level positions where he demonstrated a specialized competence in management, product development, sales and marketing, and client servicing arenas.

Areas of Interest

Technology, Critical Infrastructure Production, IT Security

Companies